Compliance-01
 
This document provides information on interpreting requirements for client communications and financial promotions under the second Markets in Financial Instruments Directive (“MiFID II”). The contents are intended as a general guide only and should be read in conjunction with the checklist. These requirements apply to material required for use within the European Economic Area (EEA) after 3rd January 2018.

What is MiFID II? What are its requirements? How will it affect financial promotions? Are you ready and compliant with the new rules?

You can download “The MIFID II Checklist" by completing the form.

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