Compliance-01

In this guide we help you make sure your financial promotions meet the FCA’s requirements.

Here are the topics we cover:
 

1.  What constitutes a financial promotion?

2.  What is a ‘real time” or “non-real time” financial promotion’
     and how do they differ?

3.  Why are financial promotions so heavily regulated?

4.  Is social media a viable medium?

5.  Financial promotions policy standards

6.  Training and competency requirements

7.  Management information

8.  Record retention

9.  Specialist areas 

You can download “The Compliance Guide to Financial Promotions" by completing the form.

 

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